Filing Details
- Accession Number:
- 0001140361-13-024093
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-05 12:03:56
- Reporting Period:
- 2013-06-03
- Filing Date:
- 2013-06-05
- Accepted Time:
- 2013-06-05 12:03:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 807707 | Voxx International Corp | VOXX | Wholesale-Electronic Parts & Equipment, Nec (5065) | 131964841 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 903634 | J John Shalam | 180 Marcus Blvd Hauppauge NY 11788 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2013-06-03 | 19,100 | $6.37 | 1,939,473 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2013-06-03 | 19,100 | $11.12 | 1,920,373 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2013-06-04 | 14,100 | $6.37 | 1,934,473 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2013-06-04 | 14,100 | $11.24 | 1,920,373 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common | Option (Right to Buy) | Disposition | 2013-06-03 | 19,100 | $0.00 | 19,100 | $6.37 |
| Class A Common | Option (Right to Buy) | Disposition | 2013-06-04 | 14,100 | $0.00 | 14,100 | $6.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 74,200 | 2010-11-30 | 2013-11-30 | No | 4 | X | Direct |
| 60,100 | 2010-11-30 | 2013-11-30 | No | 4 | X | Direct |
Footnotes
- This transaction was executed pursuant to a 10b-5 trading plan entered into on February 14, 2013. It was executed in multiple trades at prices ranging from $10.76 to $11.47. The price reported above reflects the weighted average sale price. The reported person hereby undertakes to provide upon request to the SEC staff, VOXX or a shareholder of VOXX full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed pursuant to a 10b-5 trading plan entered into on February 14, 2013. It was executed in multiple trades at prices ranging from $11.04 to $11.47. The price reported above reflects the weighted average sale price. The reported person hereby undertakes to provide upon request to the SEC staff, VOXX or a shareholder of VOXX full information regarding the number of shares and prices at which the transaction was effected.
- Option to Purchase Class A Common Stock at an exercise price of $6.37 per share with an exercise date of 11/30/10 and an expiration date of 11/30/13.
Billionaire Hedge Funds
