Filing Details

Accession Number:
0001225208-13-013887
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-04 17:31:01
Reporting Period:
2013-05-31
Filing Date:
2013-06-04
Accepted Time:
2013-06-04 17:31:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1183765 Threshold Pharmaceuticals Inc THLD Pharmaceutical Preparations (2834) 943409596
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1201720 N James White 755 Page Mill Road, Suite A-200
Palo Alto CA 94304-1005
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-05-31 801,952 $1.86 4,785,597 No 4 X Indirect By Ltd Partnership (SHV)
Common Stock Disposition 2013-05-31 260,592 $5.72 4,525,005 No 4 S Indirect By Ltd Partnership (SHV)
Common Stock Acquisiton 2013-05-31 45,971 $1.86 268,783 No 4 X Indirect By Trust
Common Stock Disposition 2013-05-31 14,937 $5.72 253,846 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Indirect By Ltd Partnership (SHV)
No 4 S Indirect By Ltd Partnership (SHV)
No 4 X Indirect By Trust
No 4 S Indirect By Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrant Disposition 2013-05-31 801,952 $0.00 801,952 $1.86
Common Stock Common Stock Warrant Disposition 2013-05-31 45,971 $0.00 45,971 $1.86
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2008-08-29 2013-08-29 No 4 X Indirect
0 2008-08-29 2013-08-29 No 4 X Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,960 Indirect By Ltd Partnership (SHAI)
Common Stock 10,028 Indirect By Ltd Partnership (SHQP)
Common Stock 4,076 Indirect By Profit Sharing Plan Trust
Footnotes
  1. Shares held by Sutter Hill Ventures, A California Limited Partnership. The reporting person is a Managing Director of the General Partner of Sutter Hill Ventures, A California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
  2. On May 31, 2013, the reporting person exercised a warrant to purchase shares of the issuer's common stock for $1.86 per share. In accordance with the terms of the warrant, the exercise price was paid on a net basis. The shares reported in column 4 represent the number of shares of common stock withheld by the issuer to pay the exercise price.
  3. Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
  4. Shares held by Sutter Hill Entrepreneurs Fund (AI), L.P. The reporting person is a Managing Director of the General Partner of Sutter Hill Entrepreneurs Fund (AI), L.P. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
  5. Shares held by Sutter Hill Entrepreneurs Fund (QP), L.P. The reporting person is a Managing Director of the General Partner of Sutter Hill Entrepreneurs Fund (QP), L.P. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
  6. Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.