Filing Details

Accession Number:
0001181431-13-032278
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-04 12:00:16
Reporting Period:
2013-05-31
Filing Date:
2013-06-04
Accepted Time:
2013-06-04 12:00:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1439288 Rexnord Corp RXN General Industrial Machinery & Equipment (3560) 205197013
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1535684 W Mark Peterson 4701 West Greenfield Avenue
Milwaukee WI 53214
Svp & Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-05-31 4,800 $4.79 7,800 No 4 M Direct
Common Stock Disposition 2013-05-31 4,800 $20.11 3,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-05-31 4,800 $0.00 4,800 $4.79
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
18,390 2017-04-19 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $4.81 2010-07-30 2019-07-30 18,732 18,732 Direct
Common Stock Stock Option (Right to Buy) $8.89 2011-07-29 2020-07-29 14,569 14,569 Direct
Common Stock Stock Option (Right to Buy) $18.74 2012-12-29 2021-12-29 83,254 83,254 Direct
Common Stock Stock Option (Right to Buy) $22.03 2012-05-11 2022-05-11 225,000 225,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-07-30 18,732 18,732 Direct
2020-07-29 14,569 14,569 Direct
2021-12-29 83,254 83,254 Direct
2022-05-11 225,000 225,000 Direct
Footnotes
  1. The options were exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person.
  2. This transaction was executed in multiple trades at prices ranging from $20.0497 to $20.1723. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
  3. Option fully vested.
  4. One half of the original option vests in five annual installments beginning on the date listed above. The other half vests in five annual installments on March 31 of each fiscal year based on continued employment.
  5. One half of the original option vests three years from the date listed above and the other half vests five years from the date listed above.