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Filing Details

Accession Number:
0001181431-13-032221
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-03 20:42:46
Reporting Period:
2013-05-31
Filing Date:
2013-06-03
Accepted Time:
2013-06-03 20:42:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1273813 Assured Guaranty Ltd AGO Surety Insurance (6351) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1128452 Invesco Private Capital, Inc. C/o Wl Ross Group, L.p.
1166 Avenue Of The Americas
New York NY 10036
No No Yes No
1414643 Wlr Recovery Fund Iv Lp C/o Wl Ross Group, L.p.
1166 Avenue Of The Americas
New York NY 10036
No No Yes No
1422834 Wlr Iv Parallel Esc Lp C/o Wl Ross Group, L.p.
1166 Avenue Of The Americas
New York NY 10036
No No Yes No
1429294 Invesco Wlr Iv Associates Llc C/o Wl Ross Group, L.p.
1166 Avenue Of The Americas
New York NY 10036
No No Yes No
1429295 Wlr Recovery Associates Iv Llc C/o Wl Ross Group, L.p.
1166 Avenue Of The Americas
New York NY 10036
No No Yes No
1431790 Wl Ross Group, L.p. 1166 Avenue Of The Americas
New York NY 10036
No No Yes No
1431792 Wlr/gs Master Co-Investment, L.p. 87 Mary Street
Georgetown, Grand Cayman E9 KY1-9002
No No Yes No
1431793 Wlr Master Co-Investment Gp Llc C/o Wl Ross Group, L.p.
1166 Avenue Of The Americas
New York NY 10036
No No Yes No
1434257 Wlr Ago Co-Invest, L.p. C/o Wl Ross Group, L.p.
1166 Avenue Of The Americas
New York NY 10036
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-05-31 4,154,734 $21.94 12,350,902 No 4 S Indirect See Footnote
Common Stock Disposition 2013-05-31 339,515 $21.94 1,009,288 No 4 S Indirect See Footnote
Common Stock Disposition 2013-05-31 14,276 $21.94 42,438 No 4 S Indirect See Footnote
Common Stock Disposition 2013-05-31 201,144 $21.94 597,945 No 4 S Indirect See Footnote
Common Stock Disposition 2013-05-31 283,213 $21.94 841,915 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Footnotes
  1. Shares are held directly by WLR Recovery Fund IV, L.P. ("Fund IV"). Wilbur L. Ross, Jr. ("Mr. Ross") is the managing member of El Vedado, LLC, the general partner of WL Ross Group, L.P., which in turn is the managing member of WLR Recovery Associates IV LLC. WLR Recovery Associates IV LLC is the general partner of Fund IV. Accordingly, WLR Recovery Associates IV LLC, WL Ross Group, L.P., El Vedado, LLC and Mr. Ross may be deemed to share voting and dispositive power over the shares held directly by Fund IV.
  2. Shares are held directly by WLR Recovery Fund III, L.P. ("Fund III"). Mr. Ross is the managing member of El Vedado, LLC, the general partner of WL Ross Group, L.P., which in turn is the managing member of WLR Recovery Associates III LLC. WLR Recovery Associates III LLC is the general partner of Fund III. Accordingly, WLR Recovery Associates III LLC, WL Ross Group, L.P., El Vedado, LLC and Mr. Ross may be deemed to share voting and dispositive power over the shares held directly by Fund III.
  3. Shares are held directly by WLR IV Parallel ESC, L.P. ("Parallel Fund"). Invesco WLR IV Associates LLC is the general partner of Parallel Fund. Invesco Private Capital, Inc. is the managing member of Invesco WLR IV Associates LLC. Invesco WLR IV Associates LLC and WLR Recovery Associates IV LLC have entered into a parallel investment agreement pursuant to which WLR Recovery Associates IV LLC has been appointed as representative and attorney of WLR IV Parallel ESC, L.P. to, among other things, exercise all rights, powers and privileges with respect to the Class A Common Stock owned by WLR IV Parallel ESC, L.P. that it deems fit. Accordingly, Invesco WLR IV Associates LLC, Invesco Private Capital, Inc., WLR Recovery Associates IV LLC, WL Ross Group, L.P., El Vedado, LLC and Mr. Ross can be deemed to share beneficial ownership over the shares to be held directly by Parallel Fund.
  4. Shares are held directly by WLR/GS Master Co-Investment, L.P. ("WLR/GS Fund"). Mr. Ross is the managing member of El Vedado, LLC, the general partner of WL Ross Group, L.P., which in turn is the managing member of WLR Master Co-Investment GP, LLC. WLR Master Co-Investment GP, LLC is the general partner of WLR/GS Fund. Accordingly, WLR Master Co-Investment GP, LLC, WL Ross Group, L.P., El Vedado, LLC and Mr. Ross may be deemed to share voting and dispositive power over the shares held directly by WLR/GS Fund.
  5. Shares are held directly by WLR AGO Co-Invest, L.P. ("Co-Invest Fund"). Mr. Ross is the managing member of El Vedado, LLC, the general partner of WL Ross Group, L.P., which in turn is the managing member of WLR Recovery Associates IV LLC. WLR Recovery Associates IV LLC is the general partner of Co-Invest Fund. Accordingly, WLR Recovery Associates IV LLC, WL Ross Group, L.P., El Vedado, LLC and Mr. Ross may be deemed to share voting and dispositive power over the shares held directly by Co-Invest Fund.