Filing Details

Accession Number:
0001140361-13-023817
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-03 17:55:10
Reporting Period:
2013-05-30
Filing Date:
2013-06-03
Accepted Time:
2013-06-03 17:55:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1145255 Hennessy Advisors Inc HNNA Investment Advice (6282) 680176227
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1165093 Rodger Offenbach 7250 Redwood Boulevard, Suite 200
Novato CA 94945
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-05-30 1,000 $8.10 52,458 No 4 P Direct
Common Stock Disposition 2013-05-31 1,195 $8.10 53,653 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,935 Indirect By IRA
Common Stock 4,247 Indirect By Spouse's IRA
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to acquire) $7.11 2004-11-03 2014-11-03 25,313 25,313 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-11-03 25,313 25,313 Direct