Filing Details

Accession Number:
0001209191-13-030243
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-03 16:56:13
Reporting Period:
2013-05-31
Filing Date:
2013-06-03
Accepted Time:
2013-06-03 16:56:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1354327 Pgt Inc. PGTI Metal Doors, Sash, Frames, Moldings & Trim (3442) 200634715
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1110176 S Paul Levy C/O Jll Partners, Inc.
450 Lexington Ave., 31St Floor
New York NY 10017
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2013-05-31 1,650,000 $7.36 12,651,096 No 4 S Indirect By JLL Partners Fund IV, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By JLL Partners Fund IV, L.P.
Footnotes
  1. On May 31, 2013, JLL Partners Fund IV, L.P. ("JLL Fund IV") consummated the sale of 1,650,000 shares of common stock, par value $0.01 per share (the "Common Stock"), of PGT, Inc. (the "Company") pursuant to the exercise of an option granted to certain underwriters in connection with an underwritten secondary offering pursuant to the Company's shelf registration statement filed with the Securities and Exchange Commission on March 22, 2013.
  2. JLL Fund IV is the direct beneficial owner of 12,651,096 shares of common stock of the Company. Mr. Levy is the managing member of JLL Associates G.P. IV, L.L.C., which is the general partner of JLL Associates IV, L.P., which in turn is the general partner of JLL Fund IV. Although Mr. Levy may be deemed to be an indirect beneficial owner of shares of the Company's common stock owned by JLL Fund IV, Mr. Levy disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.