Filing Details
- Accession Number:
- 0000791519-13-000067
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-31 17:41:57
- Reporting Period:
- 2013-05-31
- Filing Date:
- 2013-05-31
- Accepted Time:
- 2013-05-31 17:41:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 791519 | Staples Inc | SPLS | Retail-Miscellaneous Shopping Goods Stores (5940) | 042896127 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1294293 | T Christine Komola | Five Hundred Staples Drive Framingham MA 01702 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-31 | 18,000 | $12.88 | 44,928 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-31 | 18,000 | $14.93 | 26,928 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase | Disposition | 2013-05-31 | 18,000 | $0.00 | 18,000 | $12.88 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-07-01 | 2013-07-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 14,028 | Indirect | John A. Komola Trust |
| Common Stock | 67,001 | Indirect | Christine T. Komola Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Stock Unit SERP | $0.00 | 1,830 | 1,830 | Direct | ||
| Common Stock | Phantom Stock Unit 401(k) | $0.00 | 1,296 | 1,296 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 1,830 | 1,830 | Direct | |
| 1,296 | 1,296 | Direct |
Footnotes
- Phantom Stock Units are held in a SERP and are payable in cash following termination of employment. Number of underlying shares of common stock are based on May 30, 2013 account statement.
- See Table II, Column 2
- Phantom Stock Units are held in a 401k and are payable in cash following termination of employment. Number of underlying shares of common stock are based on May 30, 2013 account statement.
- Monthly Vesting: Restricted by vesting schedule as follows: 25% will vest on the Date Exercisable and 2.083% will vest each month thereafter.
Billionaire Hedge Funds
