Filing Details

Accession Number:
0001179110-13-009400
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-31 16:45:31
Reporting Period:
2013-05-29
Filing Date:
2013-05-31
Accepted Time:
2013-05-31 16:45:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
908315 Winmark Corp WINA Retail-Miscellaneous Retail (5900) 411622691
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1346749 C Steven Zola 605 Highway 169 N
Suite 400
Minneapolis MN 55441
President, Winmark Capital Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-05-29 477 $61.03 44,283 No 4 S Indirect By Zola Living Trust
Common Stock Disposition 2013-05-30 100 $61.05 44,183 No 4 S Indirect By Zola Living Trust
Common Stock Disposition 2013-05-31 3,376 $60.43 40,807 No 4 S Indirect By Zola Living Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Zola Living Trust
No 4 S Indirect By Zola Living Trust
No 4 S Indirect By Zola Living Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,003 Direct
Common Stock 500 Indirect Child 1
Common Stock 500 Indirect Child 2
Common Stock 500 Indirect Child 3
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-Qualified Stock Option (right to buy) $25.99 2006-01-13 2015-01-13 1,000 1,000 Direct
Common Stock Employee Stock Option (right to buy) $20.46 2006-12-13 2015-12-13 452 452 Direct
Common Stock Employee Stock Option (right to buy) $20.32 2007-12-14 2016-12-14 14,625 14,625 Direct
Common Stock Employee Stock Option (right to buy) $20.96 2008-12-13 2017-12-13 17,686 17,686 Direct
Common Stock Employee Stock Option (right to buy) $16.52 2009-08-13 2018-08-13 8,437 8,437 Direct
Common Stock Employee Stock Option (right to buy) $12.75 2009-12-11 2018-12-11 5,786 5,786 Direct
Common Stock Employee Stock Option (right to buy) $13.01 2010-06-01 2019-06-01 9,806 9,806 Direct
Common Stock Employee Stock Option (right to buy) $22.15 2010-12-10 2019-12-10 10,000 10,000 Direct
Common Stock Employee Stock Option (right to buy) $31.19 2011-06-01 2020-06-01 10,000 10,000 Direct
Common Stock Employee Stock Option (right to buy) $32.92 2011-12-14 2020-12-14 9,250 9,250 Direct
Common Stock Employee Stock Option (right to buy) $37.76 2012-06-01 2021-06-01 9,250 9,250 Direct
Common Stock Employee Stock Option (right to buy) $53.34 2012-12-08 2021-12-08 9,250 9,250 Direct
Common Stock Employee Stock Option (right to buy) $51.17 2013-06-01 2022-06-01 9,250 9,250 Direct
Common Stock Employee Stock Option (right to buy) $55.72 2013-12-13 2022-12-13 9,250 9,250 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-01-13 1,000 1,000 Direct
2015-12-13 452 452 Direct
2016-12-14 14,625 14,625 Direct
2017-12-13 17,686 17,686 Direct
2018-08-13 8,437 8,437 Direct
2018-12-11 5,786 5,786 Direct
2019-06-01 9,806 9,806 Direct
2019-12-10 10,000 10,000 Direct
2020-06-01 10,000 10,000 Direct
2020-12-14 9,250 9,250 Direct
2021-06-01 9,250 9,250 Direct
2021-12-08 9,250 9,250 Direct
2022-06-01 9,250 9,250 Direct
2022-12-13 9,250 9,250 Direct
Footnotes
  1. 20% per year for 5 years
  2. 25% per year for 4 years
  3. 3,376 shares sold at an average of $60.43, with a range of $60.25 to $60.99