Filing Details

Accession Number:
0001209191-13-029445
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-29 19:35:49
Reporting Period:
2013-05-28
Filing Date:
2013-05-29
Accepted Time:
2013-05-29 19:35:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1354327 Pgt Inc. PGTI Metal Doors, Sash, Frames, Moldings & Trim (3442) 200634715
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1366254 Jll Associates G.p. Iv, L.l.c. 450 Lexington Ave., 31St Floor
New York NY 10017
No No Yes No
1366255 Jll Partners Fund Iv, L.p. 450 Lexington Ave., 31St Floor
New York NY 10017
No No Yes No
1366269 Jll Associates Iv, L.p. 450 Lexington Ave., 31St Floor
New York NY 10017
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2013-05-28 11,000,000 $7.36 21,092,267 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2013-05-28 6,791,171 $7.36 14,301,096 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. On May 28, 2013, JLL Partners Fund IV, L.P. ("JLL Fund IV") consummated the sale of 11,000,000 shares of common stock, par value $0.01 per share (the "Common Stock"), of PGT, Inc. (the "Company") in connection with an underwritten secondary offering pursuant to the Company's shelf registration statement filed with the Securities and Exchange Commission on March 22, 2013. On May 28, 2013, JLL Fund IV also consummated a concurrent sale of 6,791,171 shares of Common Stock to the Company pursuant to a repurchase agreement, dated May 16, 2013, by and between the Company and JLL Fund IV.
  2. This report is filed jointly by JLL Fund IV, JLL Associates IV, L.P. and JLL Associates G.P. IV, L.L.C (together, the "Reporting Persons"). JLL Fund IV is the direct beneficial owner of 14,301,096 shares of common stock of the Company. JLL Associates IV, L.P. is the general partner of JLL Fund IV, and JLL Associates G.P. IV, L.L.C. is the general partner of JLL Associates IV, L.P. Each Reporting Person other than JLL Fund IV may be deemed to be the indirect beneficial owners of 14,301,096 shares of common stock of the Company; however, each such Reporting Person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.