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Filing Details

Accession Number:: 0001144204-13-032043
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-05-29 13:52:00
Reporting Period:: 2012-10-09

Filing Date:: 2013-05-29
Accepted Time:: 2013-05-29 13:52:00
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
884504	Thermoenergy Corp	TMEN	Hazardous Waste Management (4955)	710699511

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1274432	Winder J Hughes	Po Box 389 Ponte Vedra FL 32004		Yes	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2012-10-01	27,000	$0.11	4,634,500	No	4	L	Indirect	Focus Fund L.P.
Common Stock	Acquisiton	2012-10-01	40,000	$0.11	4,674,500	No	4	L	Indirect	Focus Fund L.P.
Common Stock	Acquisiton	2012-10-05	1,100	$0.10	4,675,600	No	4	L	Indirect	Focus Fund L.P.
Common Stock	Acquisiton	2012-10-05	7,500	$0.10	4,683,100	No	4	L	Indirect	Focus Fund L.P.
Common Stock	Acquisiton	2012-10-09	30,000	$0.09	4,713,100	No	4	P	Indirect	Focus Fund L.P.
Common Stock	Acquisiton	2012-10-17	16,145	$0.10	4,729,245	No	4	P	Indirect	Focus Fund L.P.
Common Stock	Acquisiton	2012-10-17	5,000	$0.10	4,734,245	No	4	P	Indirect	Focus Fund L.P.
Common Stock	Acquisiton	2012-10-17	30,255	$0.10	4,764,500	No	4	P	Indirect	Focus Fund L.P.
Common Stock	Acquisiton	2012-12-03	29,967	$0.08	4,794,467	No	4	P	Indirect	Focus Fund L.P.
Common Stock	Acquisiton	2012-12-06	25,003	$0.08	4,819,470	No	4	P	Indirect	Focus Fund L.P.
Common Stock	Acquisiton	2012-12-07	10,000	$0.09	4,829,470	No	4	P	Indirect	Focus Fund L.P.
Common Stock	Acquisiton	2012-12-10	1,000	$0.08	4,830,470	No	4	P	Indirect	Focus Fund L.P.
Common Stock	Acquisiton	2012-12-13	10,617	$0.08	4,841,087	No	4	P	Indirect	Focus Fund L.P.
Common Stock	Acquisiton	2012-12-26	10,000	$0.09	4,851,087	No	4	P	Indirect	Focus Fund L.P.
Common Stock	Acquisiton	2012-12-26	23,413	$0.10	4,874,500	No	4	P	Indirect	Focus Fund L.P.
Common Stock	Acquisiton	2013-01-07	100,000	$0.07	4,974,500	No	4	P	Indirect	Focus Fund L.P.
Common Stock	Acquisiton	2013-02-19	10,000	$0.06	4,984,500	No	4	P	Indirect	Focus Fund L.P.
Common Stock	Acquisiton	2013-04-05	329,923	$0.00	5,314,423	No	5	J	Indirect	Focus Fund L.P.
Common Stock	Acquisiton	2013-04-05	394,737	$0.00	5,709,160	No	5	J	Indirect	Hughes Children's Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	L	Indirect	Focus Fund L.P.
No	4	L	Indirect	Focus Fund L.P.
No	4	L	Indirect	Focus Fund L.P.
No	4	L	Indirect	Focus Fund L.P.
No	4	P	Indirect	Focus Fund L.P.
No	4	P	Indirect	Focus Fund L.P.
No	4	P	Indirect	Focus Fund L.P.
No	4	P	Indirect	Focus Fund L.P.
No	4	P	Indirect	Focus Fund L.P.
No	4	P	Indirect	Focus Fund L.P.
No	4	P	Indirect	Focus Fund L.P.
No	4	P	Indirect	Focus Fund L.P.
No	4	P	Indirect	Focus Fund L.P.
No	4	P	Indirect	Focus Fund L.P.
No	4	P	Indirect	Focus Fund L.P.
No	4	P	Indirect	Focus Fund L.P.
No	4	P	Indirect	Focus Fund L.P.
No	5	J	Indirect	Focus Fund L.P.
No	5	J	Indirect	Hughes Children's Trust

Footnotes

The Reporting Person is the general partner of Focus Fund L.P. and, as such, is deemed to be the beneficial owner of the securities owned by such entity. He disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
Shares were issued, for no consideration, in satisfaction of a contractual anti-dilution price protection relating to the Reporting Person's purchase of shares of Common Stock in a private placement in July 2012.
Includes shares owned by Focus Fund L.P., of which the Reporting Person is the general partner, and by the Hughes Children's Trust, of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of the securities owned by Focus Fund L.P., except to the extent of his pecuniary interest therein; he disclaims beneficial ownership of the securities owned by the Hughes Children's Trust.
The Reporting Person is a trustee of the Hughes Children's Trust and, as such, is deemed to be the beneficial owner of the securities owned by such entity. He disclaims beneficial ownership of such securities.