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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2013-05-28 16:08:18
Reporting Period:
Filing Date:
Accepted Time:
2013-05-28 16:08:18
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
93751 State Street Corp STT State Commercial Banks (6022) 042456637
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1384462 J James Malerba State Street Corporation
One Lincoln Street
Boston MA 02111
Evp, Corporate Controller, Cao No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-05-23 1,500 $64.20 59,551 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 236 Indirect 401 (k) Plan
  1. The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
  2. The reporting person indirectly beneficially owns 236 shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of April 30, 2013. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.