Filing Details

Accession Number:
0001013762-13-000764
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-23 17:26:58
Reporting Period:
2013-05-20
Filing Date:
2013-05-23
Accepted Time:
2013-05-23 17:26:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1046995 Emagin Corp EMAN Semiconductors & Related Devices (3674) 880378451
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1400079 C Paul Campbell C/O Emagin Corporation
3006 Northup Way, #103
Bellevue WA 98004
Cfo & Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-05-20 11,927 $1.09 11,927 No 4 M Direct
Common Stock Disposition 2013-02-20 11,927 $3.74 0 No 4 S Direct
Common Stock Acquisiton 2013-05-21 14,259 $1.09 14,259 No 4 M Direct
Common Stock Disposition 2013-05-21 14,259 $3.66 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to buy) Disposition 2013-05-20 11,927 $0.00 107,604 $1.09
Common Stock Stock Option (Right to buy) Disposition 2013-05-21 14,259 $0.00 95,677 $1.09
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
95,677 2014-05-08 No 4 M Direct
81,418 2014-05-08 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options (Right to buy) $3.57 2013-12-31 2017-12-31 70,172 70,172 Direct
Common Stock Stock Options (Right to buy) $3.02 2017-05-08 56,853 56,853 Direct
Common Stock Stock Options (Right to buy) $1.94 2017-03-03 22,733 22,733 Direct
Common Stock Stock Options (Right to buy) $7.79 2016-03-15 27,410 27,410 Direct
Common Stock Stock Options (Right to buy) $3.59 2017-03-13 17,000 17,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-12-31 70,172 70,172 Direct
2017-05-08 56,853 56,853 Direct
2017-03-03 22,733 22,733 Direct
2016-03-15 27,410 27,410 Direct
2017-03-13 17,000 17,000 Direct
Footnotes
  1. All will vest on 12/31/2013
  2. All options were fully vested on 12/31/2012
  3. All options were fully vested on 3/03/2011.
  4. 1/3 vested on 3/15/2012, 1/3 vested on 3/15/2013, and 1/3 will vest on 3/15/2014.
  5. 1/3 vested on 3/13/2013, 1/3 will vest on 3/13/2014, and 1/3 will vest on 3/13/2015.
  6. All options were fully vested as of 5/8/2011
  7. Granted to Reporting Person directly from Issuer pursuant to Reporting Person's employment Agreement.