Filing Details

Accession Number:
0001140361-13-022388
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-23 08:38:01
Reporting Period:
2013-05-22
Filing Date:
2013-05-23
Accepted Time:
2013-05-23 08:38:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
811808 Summit Financial Group Inc SMMF State Commercial Banks (6022) 550672148
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1186823 Iii J Thomas Hawse Po Box 602
Moorefield WV 26836
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-05-22 200 $8.20 71,200 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,500 Indirect By Spouse
Common Stock 4,109 Indirect By Self Directed IRA FBO Spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock $0.00 7,585 7,585 Direct
Common Stock 8% Non-cumulative Convertible Preferred Stock, Series 2011 $4.00 2012-03-01 2021-06-01 23,375 187 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
7,585 7,585 Direct
2021-06-01 23,375 187 Direct
Footnotes
  1. The 2011 Series Preferred Stock may be converted at the holder's option on any dividend payment date.
  2. Each share of Phantom Stock represents the economic equivalent of one share of Summit Common Stock.
  3. Shares of Phantom Stock are payable only in cash following termination of the reporting person's service as a director of Summit.