Filing Details

Accession Number:
0001246360-13-003016
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-22 17:42:11
Reporting Period:
2013-05-20
Filing Date:
2013-05-22
Accepted Time:
2013-05-22 17:42:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
929940 Aspen Technology Inc AZPN Services-Computer Programming Services (7371) 042739697
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1272786 Mark Fusco Aspen Technology, Inc.
200 Wheeler Road
Burlington MA 01803
President & Ceo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-05-20 70,799 $10.93 425,626 No 4 M Direct
Common Stock Acquisiton 2013-05-20 43,750 $15.50 469,376 No 4 M Direct
Common Stock Acquisiton 2013-05-20 17,543 $23.38 486,919 No 4 M Direct
Common Stock Disposition 2013-05-20 132,092 $30.87 354,827 No 4 S Direct
Common Stock Acquisiton 2013-05-21 9,752 $10.93 364,579 No 4 M Direct
Common Stock Disposition 2013-05-21 9,752 $30.76 354,827 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-05-20 70,799 $0.00 70,799 $10.93
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-05-20 43,750 $0.00 43,750 $15.50
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-05-20 17,543 $0.00 17,543 $23.38
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-05-21 9,752 $0.00 9,752 $10.93
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
61,201 2017-08-01 No 4 M Direct
56,250 2021-07-31 No 4 M Direct
76,020 2022-07-31 No 4 M Direct
51,449 2017-08-01 No 4 M Direct
Footnotes
  1. The option granted at the exercise price of $10.93, representing a right to purchase 132,000 shares, became exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 30, 2010.
  2. The option granted at the exercise price of $15.50, representing a right to purchase 100,000 shares, became exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 30, 2011.
  3. The option granted at the exercise price of $23.38, representing a right to purchase 93,563 shares, became exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 28, 2012.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.75 to $31.20, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.75 to $30.80, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.