Filing Details

Accession Number:
0000842295-13-000042
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-22 16:53:53
Reporting Period:
2013-05-22
Filing Date:
2013-05-22
Accepted Time:
2013-05-22 16:53:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
842295 Tor Minerals International Inc TORM Industrial Inorganic Chemicals (2810) 742081929
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1268223 H David Hartman 722 Burleson Street
Corpus Christi TX 78402
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-05-22 2,000 $11.05 307,340 No 4 P Indirect Trustee
Common Stock Acquisiton 2013-05-22 500 $11.10 307,840 No 4 P Indirect Trustee
Common Stock Acquisiton 2013-05-22 500 $13.20 308,340 No 4 P Indirect TRUSTEE
Common Stock Acquisiton 2013-05-22 500 $10.45 308,840 No 4 P Indirect TRUSTEE
Common Stock Acquisiton 2013-05-22 500 $2.70 309,340 No 4 P Indirect TRUSTEE
Common Stock Acquisiton 2013-05-22 633 $7.50 309,973 No 4 P Indirect TRUSTEE
Common Stock Acquisiton 2013-05-22 500 $7.63 310,473 No 4 P Indirect TRUSTEE
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Trustee
No 4 P Indirect Trustee
No 4 P Indirect TRUSTEE
No 4 P Indirect TRUSTEE
No 4 P Indirect TRUSTEE
No 4 P Indirect TRUSTEE
No 4 P Indirect TRUSTEE
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock OPTION RIGHT TO BUY Disposition 2013-05-22 2,000 $11.05 2,000 $11.05
Common Stock OPTION RIGHT TO BUY Disposition 2013-05-22 500 $11.10 500 $11.10
Common Stock OPTION RIGHT TO BUY Disposition 2013-05-22 500 $13.20 500 $13.20
Common Stock OPTION RIGHT TO BUY Disposition 2013-05-22 500 $10.45 500 $10.45
Common Stock OPTION RIGHT TO BUY Disposition 2013-05-22 500 $2.70 500 $2.70
Common Stock OPTION RIGHT TO BUY Disposition 2013-05-22 633 $7.50 633 $7.50
Common Stock OPTION RIGHT TO BUY Disposition 2013-05-22 500 $7.63 500 $7.63
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2003-05-23 2013-05-23 No 4 X Direct
0 2006-05-15 2016-05-15 No 4 X Direct
0 2007-05-21 2017-05-21 No 4 O Direct
0 2008-05-27 2018-05-27 No 4 X Direct
0 2009-08-24 2019-08-24 No 4 X Direct
0 2010-06-18 2018-06-18 No 4 X Direct
0 2010-06-21 2020-06-21 No 4 X Direct
Footnotes
  1. Exercise of 2000 stock options at an exercise price of $11.05, granted May 23, 2003 and expire May 23, 2013
  2. Exercise of 500 stock options with an exercise price of $11.10 granted May 15, 2006 and expire May 15, 2016
  3. Exercise of 500 stock options with an exercise price of $13.20, granted May 21, 2007 and expire May 21, 2017. On date of exercise, options were under the water.
  4. Exercise of 500 stock options with an exercise price of $10.45, granted on May 27, 2008 and expire May 27, 2018.
  5. Exercise of 500 stock options with an exercise price of $2.70, granted August 24, 2009 and expire August 24, 2019
  6. Exercise of 633 stock options with an exercise price of $7.50, granted June 18, 2010 and expire June 18, 2020
  7. Exercise of 500 stock options with an exercise price of $7.63, granted June 21, 2010 and expire on June 21, 2020
  8. Beneficial ownership consists of 304,340 shares owned by The Hartman Family Revocable Trust (the "Trust") of which Mr. Hartman and his wife, Claudette, are Co-Trustees.The remaining shares are owned directly by Mr. Hartman.