Filing Details
- Accession Number:
- 0001181431-13-029748
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-22 16:28:10
- Reporting Period:
- 2013-05-20
- Filing Date:
- 2013-05-22
- Accepted Time:
- 2013-05-22 16:28:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1317577 | Pike Electric Corp | PIKE | Electrical Work (1731) | 203112047 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1499597 | S Jeffrey Calhoun | 100 Pike Way Po Box 868 Mount Airy NC 27030 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-20 | 12,000 | $7.27 | 14,783 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-05-20 | 5,824 | $9.61 | 20,607 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-05-20 | 3,249 | $9.22 | 23,856 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-20 | 21,073 | $12.87 | 2,783 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Buy | Disposition | 2013-05-20 | 12,000 | $0.00 | 12,000 | $7.27 |
| Common Stock | Option to Buy | Disposition | 2013-05-20 | 5,824 | $0.00 | 5,824 | $9.61 |
| Common Stock | Option to Buy | Disposition | 2013-05-20 | 3,249 | $0.00 | 3,249 | $9.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 18,000 | 2020-10-01 | No | 4 | M | Direct | |
| 2,912 | 2021-03-01 | No | 4 | M | Direct | |
| 6,499 | 2022-03-01 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | $0.00 | 5,000 | 5,000 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 1,465 | 1,465 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 3,124 | 3,124 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 8,173 | 8,173 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 5,000 | 5,000 | Direct | |
| 1,465 | 1,465 | Direct | |
| 3,124 | 3,124 | Direct | |
| 8,173 | 8,173 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $12.84 to $12.92. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- These restricted stock units vest in full on September 20, 2015.
- The remaining options vest in equal annual installments on October 1 of each of 2013, 2014 and 2015.
- These restricted stock units vest on February 2, 2014.
- The remaining options vest on March 1, 2014.
- These restricted stock units vest in equal annual installments on February 1 of each of 2014 and 2015.
- The remaining options vest in equal annual installments on March 1 of each of 2014 and 2015.
- These restricted stock units vest in equal annual installments on January 30 of each of 2014, 2015 and 2016.
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