Filing Details

Accession Number:
0001553076-13-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-21 20:16:46
Reporting Period:
2013-05-21
Filing Date:
2013-05-21
Accepted Time:
2013-05-21 20:16:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1080709 Arena Pharmaceuticals Inc ARNA Pharmaceutical Preparations (2834) 232908305
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1553076 Michael Craig Audet C/O Arena Pharmaceuticals, Inc.
6154 Nancy Ridge Drive
San Diego CA 92121
Svp, Opn & Head Glob Reg Afrs No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-05-21 37,500 $1.28 52,500 No 4 M Direct
Common Stock Acquisiton 2013-05-21 46,250 $1.81 98,750 No 4 M Direct
Common Stock Disposition 2013-05-21 83,750 $8.00 15,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2013-05-21 37,500 $0.00 37,500 $1.28
Common Stock Employee Stock Option (right to buy) Disposition 2013-05-21 46,250 $0.00 46,250 $1.81
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
37,500 2021-05-15 No 4 M Direct
138,750 2022-03-19 No 4 M Direct
Footnotes
  1. The options, representing a right to purchase a total of 75,000 shares, vest in four equal annual installments, and are exercisable once vested. The first and second installments became exercisable on May 15, 2012, and May 15, 2013, respectively, and the third and fourth installments vest on May 15, 2014, and May 15, 2015, respectively.
  2. The options, representing a right to purchase a total of 185,000 shares, vest in four equal annual installments, and are exercisable once vested. The first installment became exercisable on March 19, 2013, and the second, third and fourth installments vest on March 19, 2014, March 19, 2015, and March 19, 2016, respectively.