Filing Details
- Accession Number:
- 0001363076-13-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-21 16:32:05
- Reporting Period:
- 2013-05-17
- Filing Date:
- 2013-05-21
- Accepted Time:
- 2013-05-21 16:32:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 10456 | Baxter International Inc | BAX | Surgical & Medical Instruments & Apparatus (3841) | 360781620 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1363076 | M Robert Davis | One Baxter Parkway Deerfield IL 60015 | Corporate Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Acquisiton | 2013-05-17 | 57,000 | $52.50 | 174,442 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Acquisiton | 2013-05-17 | 76,800 | $51.21 | 251,242 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Disposition | 2013-05-17 | 130,800 | $73.00 | 120,442 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2013-05-17 | 19,000 | $0.00 | 19,000 | $52.50 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2013-05-17 | 19,000 | $0.00 | 19,000 | $52.50 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2013-05-17 | 19,000 | $0.00 | 19,000 | $52.50 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2013-05-17 | 25,600 | $0.00 | 25,600 | $51.21 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2013-05-17 | 25,600 | $0.00 | 25,600 | $51.21 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2013-05-17 | 25,600 | $0.00 | 25,600 | $51.21 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 38,000 | 2010-03-04 | 2019-03-04 | No | 4 | M | Direct |
| 19,000 | 2011-03-04 | 2019-03-04 | No | 4 | M | Direct |
| 0 | 2012-03-05 | 2019-03-04 | No | 4 | M | Direct |
| 51,200 | 2008-03-15 | 2017-03-15 | No | 4 | M | Direct |
| 25,600 | 2009-03-15 | 2017-03-15 | No | 4 | M | Direct |
| 0 | 2010-03-15 | 2017-03-15 | No | 4 | M | Direct |
Footnotes
- Transaction effected pursuant to a Rule 10b5-1 trading plan
- All shares sold at $73.00.
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