Filing Details

Accession Number:
0001225208-13-012865
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-21 16:28:52
Reporting Period:
2013-05-17
Filing Date:
2013-05-21
Accepted Time:
2013-05-21 16:28:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
316709 Schwab Charles Corp SCHW Security Brokers, Dealers & Flotation Companies (6211) 943025021
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1416062 L Jay Allen 211 Main Street
San Francisco CA 94105
Evp - Human Resources No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-05-17 21,262 $18.29 52,229 No 4 M Indirect by Trust
Common Stock Disposition 2013-05-17 21,262 $19.15 30,967 No 4 S Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect by Trust
No 4 S Indirect by Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Nonqualified Stock Option (right to buy) Disposition 2013-05-17 21,262 $0.00 21,262 $18.29
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2007-10-30 2013-10-30 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,345 Indirect by ESPP
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $19.11 to $19.20. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.