Filing Details

Accession Number:
0001140361-13-022077
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-21 16:20:16
Reporting Period:
2013-05-17
Filing Date:
2013-05-21
Accepted Time:
2013-05-21 16:20:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1347858 22Nd Century Group Inc. XXII.OB Cigarettes (2111) 980468420
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1508751 Robert Michael Moynihan 9530 Main Street
Clarence NY 14031
Vice President Of R&D No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-05-17 5,000 $0.59 1,018,934 No 4 S Direct
Common Stock Disposition 2013-05-20 5,000 $0.60 1,013,934 No 4 S Direct
Common Stock Disposition 2013-05-21 5,000 $0.60 1,008,934 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Warrant to Purchase $2.66 2011-01-25 2016-01-25 269,624 269,624 Direct
Common Stock Warrant to Purchase $1.36 2011-01-25 2016-01-25 5,458 5,458 Direct
Common Stock Warrant to Purchase $0.60 2012-05-15 2017-05-15 150,000 150,000 Direct
Common Stock Stock Option (right to purchase) $0.69 2012-05-18 2022-05-18 100,000 100,000 Direct
Common Stock Stock Option (right to purchase) $0.80 2013-02-25 2023-02-25 75,000 75,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-01-25 269,624 269,624 Direct
2016-01-25 5,458 5,458 Direct
2017-05-15 150,000 150,000 Direct
2022-05-18 100,000 100,000 Direct
2023-02-25 75,000 75,000 Direct
Footnotes
  1. The exercise price and/or number of shares underlying this security are subject to adjustment as set forth in the applicable warrant agreement.