Filing Details

Accession Number:
0001209191-13-027742
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-21 11:53:11
Reporting Period:
2013-05-20
Filing Date:
2013-05-21
Accepted Time:
2013-05-21 11:53:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
943452 Westinghouse Air Brake Technologies Corp WAB Railroad Equipment (3743) 251615902
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1269280 D W Michael Howell 1001 Air Brake Avenue
Wilmerding PA 15148
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock - Direct Acquisiton 2013-05-20 4,000 $39.73 9,559 No 4 M Direct
Common Stock - Direct Disposition 2013-05-20 4,000 $111.18 5,559 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Options Disposition 2013-05-20 4,000 $0.00 4,000 $39.73
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-01-02 2019-01-02 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock $0.00 5,422 5,422 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
5,422 5,422 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.09 to $111.27 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
  2. Each share of Phantom Stock represents a right to receive one share of common stock of the issuer.
  3. The phantom stock becomes payable according to the election of payment designation that was filed by the reporting person subject to the Westinghouse Air Brake Technologies Corporation Deferred Compensation Plan for Executive Officers and Directors. Such payment will be either lump sum or in annual installments commencing on the separation from service payment commencement date as defined in the Plan, and as elected by the reporting person.