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Home > Insider Trading > Filing (0001181431-13-028996)

Filing Details

Accession Number:: 0001181431-13-028996
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2013-05-20 15:10:11
Reporting Period:: 2013-05-14

Filing Date:: 2013-05-20
Accepted Time:: 2013-05-20 15:10:11
Original Submission Date:: 2013-05-14
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1380846	Tristate Capital Holdings Inc.	TSC	State Commercial Banks (6022)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1575412	Iii William A. Schenck	One Oxford Centre 301 Grant Street, Suite 2700 Pittsburgh PA 15219	Vice Chairman	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-05-14	8,700	$11.50	8,700	No	4	P	Direct
Common Stock	Acquisiton	2013-05-14	400	$11.50	400	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	125	Direct
Common Stock	100,000	Indirect	BY THE A. WILLIAM SCHENCK III REVOCABLE TRUST

Footnotes

The Reporting Person acquired the shares in the Directed Share Program conducted in connection with the Issuer's initial public offering.
Shares held jointly of record by the Reporting Person and his spouse.
The Reporting Person holds the shares as custodian for the benefit of his four grandchildren.
The Reporting Person serves as the trustee for this trust, which owns a total of 100,000 shares of the Issuer's common stock.