Filing Details

Accession Number:
0000895813-13-000175
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-17 19:46:20
Reporting Period:
2013-05-17
Filing Date:
2013-05-17
Accepted Time:
2013-05-17 19:46:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
73124 Northern Trust Corp NTRS State Commercial Banks (6022) 362723087
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1214324 L Steven Fradkin
50 S. La Salle Street
Chicago IL 60603
President/C&Is No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-05-17 33,334 $49.12 99,154 No 4 M Indirect By Trust
Common Stock Disposition 2013-05-17 33,334 $57.71 65,820 No 4 S Indirect By Trust
Common Stock Acquisiton 2013-05-17 27,500 $44.47 93,320 No 4 M Indirect By Trust
Common Stock Disposition 2013-05-17 27,500 $57.71 65,820 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect By Trust
No 4 S Indirect By Trust
No 4 M Indirect By Trust
No 4 S Indirect By Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right-to-buy) Disposition 2013-05-17 33,334 $0.00 33,334 $49.12
Common Stock Employee Stock Option (right-to-buy) Disposition 2013-05-17 27,500 $0.00 27,500 $44.47
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-02-17 No 4 M Direct
27,500 2005-03-31 2015-02-15 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 62,250 Direct
Common Stock 540 Indirect Spouse as trustee for Daughter
Common Stock 540 Indirect Spouse as trustee for Son
Common Stock 9,543 Indirect 401(k)
Footnotes
  1. This option was exercised pursuant to a written plan adopted in accordance with SEC Rule 10b5-1.
  2. This sale was made pursuant to a written plan adopted in accordance with SEC Rule 10b5-1.
  3. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
  4. as of 03/31/2013
  5. The option became exercisable in four equal annual installments beginning February 17, 2005