Filing Details

Accession Number:
0001181431-13-028562
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-17 12:39:33
Reporting Period:
2013-05-16
Filing Date:
2013-05-17
Accepted Time:
2013-05-17 11:39:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
51143 International Business Machines Corp IBM Computer & Office Equipment (3570) 130871985
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1481603 D. Michael Rhodin Ibm Corporation
294 Route 100
Somers NY 10589
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-05-16 496 $205.77 18,990 No 4 S Direct
Common Stock Disposition 2013-05-16 367 $205.77 18,623 No 4 S Direct
Common Stock Disposition 2013-05-16 200 $205.78 18,423 No 4 S Direct
Common Stock Disposition 2013-05-16 500 $205.79 17,923 No 4 S Direct
Common Stock Disposition 2013-05-16 1,002 $205.80 16,921 No 4 S Direct
Common Stock Disposition 2013-05-16 3,187 $205.81 13,734 No 4 S Direct
Common Stock Disposition 2013-05-16 200 $205.81 13,534 No 4 S Direct
Common Stock Disposition 2013-05-16 48 $205.83 13,486 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Phantom Stock Unit Acquisiton 2013-05-16 1,295 $204.69 1,295 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,756 No 4 I Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,250 Indirect spouse
Common Stock 323 Indirect daughter 1
Common Stock 323 Indirect daughter 2
Common Stock 323 Indirect son
Footnotes
  1. The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  2. Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
  3. Intra-plan transfer under the IBM Excess 401(k) Plus Plan.
  4. Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.