Filing Details

Accession Number:
0001181431-13-028428
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-16 17:52:43
Reporting Period:
2013-05-14
Filing Date:
2013-05-16
Accepted Time:
2013-05-16 17:52:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1270436 Institutional Financial Markets Inc. IFMI Security Brokers, Dealers & Flotation Companies (6211) 161685692
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1417629 M Joseph Donovan C/O Institutional Financial Markets, Inc
2929 Arch Street, 17Th Floor
Philadelphia PA 19104-2870
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Per Share Acquisiton 2013-05-14 40,200 $2.21 117,009 No 4 P Direct
Common Stock, $0.001 Par Value Per Share Acquisiton 2013-05-15 9,800 $2.16 126,809 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.16 to $2.27, inclusive.
  2. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.16 to $2.20, inclusive.