Filing Details
- Accession Number:
- 0001127602-13-017146
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-16 16:28:18
- Reporting Period:
- 2013-05-15
- Filing Date:
- 2013-05-16
- Accepted Time:
- 2013-05-16 16:28:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 893739 | Harris & Harris Group Inc | TINY | Investors, Nec (6799) | 133119827 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1111370 | E James Roberts | 1450 Broadway 24Th Floor New York NY 10018 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-15 | 1,500 | $3.28 | 55,136 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 purchase plan.
Billionaire Hedge Funds
