Filing Details

Accession Number:
0001225208-13-012385
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-15 18:55:44
Reporting Period:
2013-05-13
Filing Date:
2013-05-15
Accepted Time:
2013-05-15 18:55:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001604 Emeritus Corp ESC Services-Nursing & Personal Care Facilities (8050) 911605464
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1410712 L Jim Hanson C/O Emeritus Corporation
3131 Elliott Ave, Ste 500
Seattle WA 98121
Svp Fin Services/Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-05-13 15,000 $8.03 21,539 No 4 M Direct
Common Stock Acquisiton 2013-05-13 11,250 $16.45 32,789 No 4 M Direct
Common Stock Acquisiton 2013-05-13 10,000 $18.60 42,789 No 4 M Direct
Common Stock Acquisiton 2013-05-13 7,500 $18.03 50,289 No 4 M Direct
Common Stock Acquisiton 2013-05-13 3,750 $16.00 54,039 No 4 M Direct
Common Stock Disposition 2013-05-13 47,500 $26.61 6,539 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-05-13 10,000 $0.00 10,000 $18.60
Common Stock Stock Option (Right to Buy) Disposition 2013-05-13 15,000 $0.00 15,000 $8.03
Common Stock Stock Option (Right to Buy) Disposition 2013-05-13 11,250 $0.00 11,250 $16.45
Common Stock Stock Option (Right to Buy) Disposition 2013-05-13 7,500 $0.00 7,500 $18.03
Common Stock Stock Option (Right to Buy) Disposition 2013-05-13 3,750 $0.00 3,750 $16.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2006-07-25 2013-07-25 No 4 M Direct
0 2009-11-13 2018-11-13 No 4 M Direct
3,750 2010-11-17 2019-11-17 No 4 M Direct
7,500 2011-11-30 2020-11-30 No 4 M Direct
11,250 2012-12-16 2021-12-16 No 4 M Direct
Footnotes
  1. The price in Column 4 is a weighted average sale price. The prices actually received ranged from $26.43 to $26.97. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  2. Date at which first vesting occurs is indicated. 1/3 of the total shares originally subject to the option become exercisable at the first vesting date and an additional 1/3 become exercisable on each of the next two anniversaries thereafter.
  3. Date at which first vesting occurs is indicated. 1/4 of the total shares originally subject to the option become exercisable at the first vesting date and an additional 1/4 become exercisable on each of the next three anniversaries thereafter.