Filing Details
- Accession Number:
- 0001079973-13-000354
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2013-05-15 17:20:02
- Reporting Period:
- 2013-03-31
- Filing Date:
- 2013-05-15
- Accepted Time:
- 2013-05-15 17:20:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1316644 | Aerogrow International Inc. | AERO.OB | Retail-Building Materials, Hardware, Garden Supply (5200) | 460510685 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1232118 | Lllp Partners Investment Lazarus | 3200 Cherry Creek South Drive Suite 670 Denver CO 80209 | No | No | Yes | No | |
| 1531960 | B Justin Borus | 3200 Cherry Creek South Drive Suite 670 Denver CO 80209 | No | No | Yes | No | |
| 1531964 | Lazarus Management Co Llc | 3200 Cherry Creek South Drive Suite 670 Denver CO 80209 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-09-26 | 1,000 | $0.13 | 915,911 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2012-09-27 | 7,000 | $0.12 | 915,911 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2012-10-17 | 2,500 | $0.70 | 915,911 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2012-10-31 | 1,000 | $1.20 | 915,911 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2012-11-01 | 500 | $1.19 | 915,911 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2012-11-05 | 700 | $1.01 | 915,911 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2012-12-14 | 1,010 | $0.89 | 915,911 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2012-12-23 | 2,000 | $1.00 | 915,911 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2012-12-31 | 4,500 | $0.92 | 915,911 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2013-01-02 | 100 | $1.00 | 915,911 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2013-01-09 | 200 | $1.02 | 915,911 | No | 5 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | P | Direct | |
| No | 5 | P | Direct | |
| No | 5 | P | Direct | |
| No | 5 | P | Direct | |
| No | 5 | P | Direct | |
| No | 5 | P | Direct | |
| No | 5 | P | Direct | |
| No | 5 | P | Direct | |
| No | 5 | P | Direct | |
| No | 5 | P | Direct | |
| No | 5 | P | Direct |
Footnotes
- Small acquisitions less than $10,000
- Numbers adjusted for 1 for 100 reverse stock split that occurred on October 17, 2012, even though transactions occurred before reverse split.
- Reflects 1 for 100 reverse stock split effective October 17, 2012.
Billionaire Hedge Funds
