Filing Details

Accession Number:
0001127602-13-016870
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-15 16:44:31
Reporting Period:
2013-05-13
Filing Date:
2013-05-15
Accepted Time:
2013-05-15 16:44:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1326160 Duke Energy Corp DUK Electric & Other Services Combined (4931) 202777218
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1230175 J Lynn Good 550 S. Tryon Street
Charlotte NC 28202
Executive Vice President & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-05-13 8,111 $46.50 65,934 No 4 M Direct
Common Stock Acquisiton 2013-05-13 1 $42.45 65,935 No 4 M Direct
Common Stock Disposition 2013-05-13 1,224 $72.00 64,711 No 4 S Direct
Common Stock Disposition 2013-05-13 3,187 $71.99 61,524 No 4 S Direct
Common Stock Disposition 2013-05-13 3,500 $72.00 58,024 No 4 S Direct
Common Stock Disposition 2013-05-13 200 $72.00 57,824 No 4 S Direct
Common Stock Disposition 2013-05-13 1 $71.93 57,823 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-05-13 8,111 $0.00 8,111 $46.50
Common Stock Stock Option (Right to Buy) Disposition 2013-05-13 1 $0.00 1 $42.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-01-01 2016-01-01 No 4 M Direct
0 2006-04-01 2014-01-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,770 Indirect By 401(k)
Common Stock 1,329 Indirect By Spouse