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Home > Insider Trading > Filing (0001127602-13-016869)

Filing Details

Accession Number:: 0001127602-13-016869
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-05-15 16:43:14
Reporting Period:: 2013-05-14

Filing Date:: 2013-05-15
Accepted Time:: 2013-05-15 16:43:14
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1326160	Duke Energy Corp	DUK	Electric & Other Services Combined (4931)	202777218

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1227045	S Julia Janson	550 S. Tryon Street Charlotte NC 28202	Evp&Chf Lgl Ofr&Corpsecretary	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-05-14	1,144	$42.45	22,104	No	4	M	Direct
Common Stock	Disposition	2013-05-14	657	$72.13	21,447	No	4	S	Direct
Common Stock	Disposition	2013-05-14	100	$72.14	21,347	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2013-05-14	1,144	$0.00	1,144	$42.45

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2006-04-01	2014-01-01	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,203	Indirect	By 401(k)

Footnotes

All options became exercisable in connection with the April 3, 2006 merger between Duke Energy and Cinergy.