Filing Details
- Accession Number:
- 0000356028-13-000087
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-15 16:16:30
- Reporting Period:
- 2013-05-13
- Filing Date:
- 2013-05-15
- Accepted Time:
- 2013-05-15 16:16:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 356028 | Ca Inc. | CA | Services-Prepackaged Software (7372) | 132857434 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1405285 | Jacob Lamm | One Ca Plaza Islandia NY 11749 | Evp, Strategy & Corporate Dev | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.10 Par Value | Acquisiton | 2013-05-14 | 28,286 | $21.77 | 81,766 | No | 4 | M | Direct | |
| Common Stock, $.10 Par Value | Acquisiton | 2013-05-14 | 10,000 | $24.28 | 91,766 | No | 4 | M | Direct | |
| Common Stock, $.10 Par Value | Acquisiton | 2013-05-14 | 16,040 | $19.46 | 107,806 | No | 4 | M | Direct | |
| Common Stock, $.10 Par Value | Acquisiton | 2013-05-14 | 8,430 | $21.78 | 116,236 | No | 4 | M | Direct | |
| Common Stock, $.10 Par Value | Disposition | 2013-05-14 | 77,225 | $27.15 | 39,011 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $.10 Par Value | Employee Stock Option (right to buy) | Acquisiton | 2013-05-13 | 62,379 | $0.00 | 62,379 | $26.98 |
| Common Stock, $.10 Par Value | Employee Stock Option (right to buy) | Disposition | 2013-05-14 | 28,286 | $0.00 | 28,286 | $21.77 |
| Common Stock, $.10 Par Value | Employee Stock Option (right to buy) | Disposition | 2013-05-14 | 10,000 | $0.00 | 10,000 | $24.28 |
| Common Stock, $.10 Par Value | Employee Stock Option (right to buy) | Disposition | 2013-05-14 | 16,040 | $0.00 | 16,040 | $19.46 |
| Common Stock, $.10 Par Value | Employee Stock Option (right to buy) | Disposition | 2013-05-14 | 8,430 | $0.00 | 8,430 | $21.78 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 62,379 | 2023-05-13 | No | 4 | A | Direct | |
| 0 | 2016-08-02 | No | 4 | M | Direct | |
| 0 | 2016-09-14 | No | 4 | M | Direct | |
| 15,566 | 2017-06-25 | No | 4 | M | Direct | |
| 16,362 | 2018-06-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $.10 Par Value | 164 | Indirect | 401(k) Plan |
Footnotes
- Shares held in the CA Savings Harvest Plan, a 401(k) Plan. Information presented as of May 7, 2013.
- The option becomes exercisable over three years as follows: 34% on May 13, 2014, 33% on May 13, 2015 and 33% on May 13, 2016.
- This option became exercisable over a three-year period as follows: 34% on August 2, 2007, 33% on August 2, 2008 and 33% on August 2, 2009.
- This option became exercisable over a three-year period as follows: 34% on September 14, 2007, 33% on September 14, 2008 and 33% on September 14, 2009.
- This option becomes exercisable over a three-year period as follows: 34% on June 25, 2011, 33% on June 25, 2012 and 33% on June 25, 2013.
- This option becomes exercisable over a three-year period as follows: 34% on June 14, 2012, 33% on June 14, 2013 and 33% on June 14, 2014.
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