Filing Details

Accession Number:
0001181431-13-027873
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2013-05-15 14:25:35
Reporting Period:
2013-05-14
Filing Date:
2013-05-15
Accepted Time:
2013-05-15 14:25:35
Original Submission Date:
2013-05-14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1380846 Tristate Capital Holdings Inc. TSC State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1575412 Iii William A. Schenck One Oxford Centre
301 Grant Street, Suite 2700
Pittsburgh PA 15219
Vice Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-05-14 8,700 $11.50 8,700 No 4 P Direct
Common Stock Acquisiton 2013-05-14 400 $11.50 400 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,000 Direct
Common Stock 100,000 Indirect BY THE A. WILLIAM SCHENCK III REVOCABLE TRUST
Footnotes
  1. The Reporting Person acquired the shares in the Directed Share Program conducted in connection with the Issuer's initial public offering.
  2. Shares held jointly of record by the Reporting Person and his spouse.
  3. The Reporting Person holds the shares as custodian for the benefit of his four grandchildren.
  4. The Reporting Person serves as the trustee for this trust, which owns a total of 100,000 shares of the issuer's common stock.