Filing Details

Accession Number:
0001181431-13-027737
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-14 18:25:53
Reporting Period:
2013-05-14
Filing Date:
2013-05-14
Accepted Time:
2013-05-14 18:25:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1380846 Tristate Capital Holdings Inc. TSC State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1575610 Hanna Helen Casey One Oxford Centre
301 Grant Street, Suite 2700
Pittsburgh PA 15219
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-05-14 10,000 $11.50 15,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 20,055 Direct
Footnotes
  1. The Reporting Person acquired the shares in the Directed Share Program conducted in connection with the Issuer's initial public offering.
  2. Shares held jointly of record by the Reporting Person and her spouse.