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Filing Details

Accession Number:: 0001391289-13-000003
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-05-14 17:25:11
Reporting Period:: 2013-05-14

Filing Date:: 2013-05-14
Accepted Time:: 2013-05-14 17:25:11
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1463729	Receptos Inc.	RCPT	Pharmaceutical Preparations (2834)	000000000

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1391289	Venrock Associates V Lp	C/O Venrock 3340 Hillview Avenue Palo Alto CA 94304	No	No	Yes	No
1395760	P L V Partners Venrock	C/O Venrock 3340 Hillview Avenue Palo Alto CA 94304	No	No	Yes	No
1444112	Vef Management V, Llc	C/O Venrock 3340 Hillview Avenue Palo Alto CA 94304	No	No	Yes	No
1444114	Venrock Entrepreneurs Fund V, L.p.	C/O Venrock 3340 Hillview Avenue Palo Alto CA 94304	No	No	Yes	No
1444116	Venrock Management V, Llc	C/O Venrock 3340 Hillview Avenue Palo Alto CA 94304	No	No	Yes	No
1444117	Venrock Partners Management V, Llc	C/O Venrock 3340 Hillview Avenue Palo Alto CA 94304	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-05-14	1,152,038	$0.00	1,266,322	No	4	C	Indirect	By Funds
Common Stock	Acquisiton	2013-05-14	550,872	$0.00	1,817,194	No	4	C	Indirect	By Funds
Common Stock	Acquisiton	2013-05-14	265,567	$14.00	2,082,761	No	4	P	Indirect	By Funds

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	By Funds
No	4	C	Indirect	By Funds
No	4	P	Indirect	By Funds

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series A Preferred Stock	Disposition	2013-05-14	8,640,289	$0.00	1,152,038	$0.00
Common Stock	Series B Preferred Stock	Disposition	2013-05-14	4,131,552	$0.00	550,872	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	C	Indirect
0			No	4	C	Indirect

Footnotes

The Series A Preferred Stock and Series B Preferred Stock have no expiration date and converted upon the closing of the Issuer's initial public offering at a conversion ratio of 1 share of Common Stock for every 7.5 shares of Series A Preferred Stock and Series B Preferred Stock, for no additional consideration.
Consists of an aggregate of (i) 1,039,484 shares of common stock issuable upon conversion of shares of Series A preferred stock held by Venrock Associates V, L.P. ("Venrock Associates"); (ii) an aggregate of 88,131 shares of common stock issuable upon conversion of shares of Series A preferred stock held by Venrock Partners V, L.P. ("Venrock Partners"); and (iii) an aggregate of 24,423 shares of common stock issuable upon conversion of shares of Series A preferred stock held by Venrock Entrepreneurs Fund V, L.P. ("Venrock Entrepreneurs").
Consists of an aggregate of (i) 497,053 shares of common stock issuable upon conversion of shares of Series B preferred stock held by Venrock Associates; (ii) an aggregate of 42,141 shares of common stock issuable upon conversion of shares of Series B preferred stock held by Venrock Partners; and (iii) an aggregate of 11,678 shares of common stock issuable upon conversion of shares of Series B preferred stock held by Venrock Entrepreneurs.
The sole general partner of Venrock Associates is Venrock Management V, LLC ("Venrock Management V"). The sole general partner of Venrock Partners is Venrock Partners Management V, LLC ("Venrock Partners Management V"). The sole general partner of Venrock Entrepreneurs is VEF Management V, LLC ("VEF"). Venrock Management V, Venrock Partners Management V and VEF disclaim beneficial ownership over all shares held by Venrock Associates, Venrock Partners and Venrock Entrepreneurs, except to the extent of their indirect pecuniary interest therein.
Consists of an aggregate of (i) 1,142,604 shares of common stock held by Venrock Associates; (ii) an aggregate of 96,873 shares of common stock held by Venrock Partners; and (iii) an aggregate of 26,845 shares of common stock held by Venrock Entrepreneurs.
Consists of an aggregate of (i) 1,639,657 shares of common stock held by Venrock Associates; (ii) an aggregate of 139,014 shares of common stock held by Venrock Partners; and (iii) an aggregate of 38,523 shares of common stock held by Venrock Entrepreneurs.
Consists of an aggregate of (i) 1,879,278 shares of common stock held by Venrock Associates; (ii) an aggregate of 159,330 shares of common stock held by Venrock Partners; and (iii) an aggregate of 44,153 shares of common stock held by Venrock Entrepreneurs.