Filing Details

Accession Number:
0000726514-13-000040
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-13 18:04:58
Reporting Period:
2013-05-09
Filing Date:
2013-05-13
Accepted Time:
2013-05-13 18:04:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
726514 Electro Scientific Industries Inc ESIO Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 930370304
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1270988 L Kerry Mustoe 13900 Nw Science Park Dr.
Portland OR 97229
Vp, Corporate Controller & Cao No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-05-09 5,000 $0.00 69,350 No 4 A Direct
Common Stock Disposition 2013-05-09 2,259 $11.01 67,091 No 4 S Direct
Common Stock Disposition 2013-05-10 1,936 $10.85 65,155 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2013.
  2. The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $11.00 to $11.05.