Filing Details

Accession Number:
0001015780-13-000035
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-13 17:01:41
Reporting Period:
2013-05-09
Filing Date:
2013-05-13
Accepted Time:
2013-05-13 17:01:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1015780 E Trade Financial Corp ETFC Savings Institution, Federally Chartered (6035) 942844166
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1187442 A Rodger Lawson 1271 Avenue Of The Americas
14Th Floor
New York NY 10020-1302
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-05-09 4,575 $0.00 19,936 No 4 A Direct
Common Stock Acquisiton 2013-05-13 4,479 $11.16 24,415 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 P Direct
Footnotes
  1. Grant of restricted stock which shall vest on 5/9/2014.