Filing Details

Accession Number:
0001091667-13-000100
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-13 16:07:11
Reporting Period:
2013-05-10
Filing Date:
2013-05-13
Accepted Time:
2013-05-13 16:07:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1091667 Charter Communications Inc. CHTR Cable & Other Pay Television Services (4841) 431857213
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1359115 D Kevin Howard C/O Charter Communications, Inc.
12405 Powerscourt Drive
St. Louis MO 63131
Svp/Cao/Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2013-05-10 18,750 $35.38 19,347 No 4 M Direct
Class A Common Stock Acquisiton 2013-05-10 5,000 $55.12 24,347 No 4 M Direct
Class A Common Stock Disposition 2013-05-10 24,347 $110.82 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Options Disposition 2013-05-10 18,750 $35.38 18,750 $35.38
Class A Common Stock Time-Vesting Stock Options Disposition 2013-05-10 5,000 $55.12 5,000 $55.12
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,250 2011-03-01 2020-07-27 No 4 M Direct
15,000 2012-04-26 2021-04-26 No 4 M Direct
Footnotes
  1. Exercise of vested stock options granted on 7/27/2010 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 25% of the aggregate grant vest at March 1, 2011, 2012, 2013 and 2014; such options terminate 10 years from date of grant unless terminated sooner in accordance with the plan or agreement.
  2. Exercise of vested stock options granted on 4/26/2011 under the Charter Communications, Inc. 2009 Stock Incentive Plan. One-third will become exercisable in four equal installments on each of the first four anniversaries of April 26, 2011; one-third will become exercisable in four equal installments on each of the first four anniversaries of the vesting commencement date of December 31, 2011; and one-third will become exercisable in four equal installments on each of the first four anniversaries of the vesting commencement date of December 31, 2012. Such options terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or agreement.
  3. Includes sale of stock options reported as exercised in Footnotes 1 and 2.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.8 to $110.86, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.