Filing Details

Accession Number:
0001127602-13-016523
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-13 11:50:19
Reporting Period:
2013-05-10
Filing Date:
2013-05-13
Accepted Time:
2013-05-13 11:50:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
53669 Johnson Controls Inc JCI Public Bldg & Related Furniture (2531) 390380010
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1012282 A Stephen Roell 5757 N. Green Bay Avenue
P.o. Box 591
Milwaukee WI 53201-0591
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-11-27 5,565 $0.00 666,267 No 5 G Direct
Common Stock Acquisiton 2013-05-10 525,000 $22.56 1,191,267 No 4 M Direct
Common Stock Disposition 2013-05-10 525,000 $36.35 666,267 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-05-10 525,000 $0.00 525,000 $22.56
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2007-11-16 2015-11-16 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 36,556 Indirect By 401(k) Plan Trust
Footnotes
  1. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.15 to $36.54, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4.
  2. The number of underlying securities is based on the stock fund balance on May 10, 2013. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a May 10, 2013, stock fund price of $36.47 per share, and includes a company match of 353.44.phantom stock units acquired on February 14, 2013 at $31.83.