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Filing Details

Accession Number:
0001181431-13-026676
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-09 17:08:51
Reporting Period:
2013-05-07
Filing Date:
2013-05-09
Accepted Time:
2013-05-09 17:08:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
789073 Beam Inc NYSE: BEAM Beverages (2080) 133295276
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1531440 R Kenton Rose Beam Inc.
510 Lake Cook Road
Deerfield IL 60015
Svp & Gc, Cao & Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $3.125 Acquisiton 2013-05-07 5,000 $45.44 9,488 No 4 M Direct
Common Stock, Par Value $3.125 Acquisiton 2013-05-07 9,639 $61.74 19,127 No 4 M Direct
Common Stock, Par Value $3.125 Disposition 2013-05-07 14,639 $66.85 4,488 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-05-07 5,000 $0.00 5,000 $45.44
Common Stock Stock Option (Right to Buy) Disposition 2013-05-07 9,639 $0.00 9,639 $61.74
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-09-29 No 4 M Direct
16,272 2013-09-26 No 4 M Direct
Footnotes
  1. Reflects the exercise of stock options issued under Beam's Long-Term Incentive Plan.
  2. Includes 202 shares acquired under the Beam Employee Stock Purchase Plan.
  3. The options vested in three equal annual installments beginning on September 29, 2004.
  4. The options vested in three equal annual installments beginning on September 26, 2007.