Filing Details

Accession Number:
0001225208-13-011814
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-09 16:04:21
Reporting Period:
2013-05-07
Filing Date:
2013-05-09
Accepted Time:
2013-05-09 16:04:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1140536 Willis Group Holdings Plc WSH Insurance Agents, Brokers & Service (6411) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1198866 A Joseph Califano C/O Willis Group Holdings Plc
51 Lime Street
London, England X0 EC3M 7DQ
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares, Nominal Value $0.000115 Per Share Disposition 2013-05-07 1,341 $40.59 11,770 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Ordinary Shares, Nominal Value $0.000115 Per Share 1,000 Indirect By Wife
Footnotes
  1. The sales reported in this Form 4 were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2012 to cover taxes incurred on the vesting of 2,753 restricted share units ("RSUs") on May 7, 2013.
  2. The number of securities disposed of represents the aggregate number of shares sold in multiple open market transactions having prices ranging from $40.54 to $40.65 per share. The price listed in Table I represents the weighted average sale price for such sales. The reporting person undertakes to provide the staff of the Securities and Exchange Commission, the Issuer, or a stockholder of the Issuer, upon request, information regarding the number of shares sold at each separate price within the range.
  3. Includes 3,189 vested RSUs with a deferred settlement on the earlier of the date on which Mr. Califano no longer serves as a member of the Board of Directors and January 2, 2017.