Filing Details

Accession Number:
0001127602-13-016247
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-09 15:45:56
Reporting Period:
2008-11-01
Filing Date:
2013-05-09
Accepted Time:
2013-05-09 14:45:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1368007 Nyse Euronext NYX Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 205110848
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1420221 Stephane Biehler C/O Nyse Euronext
11 Wall Street
New York NY 10005
Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2008-11-01 627 $0.00 3,090 No 4 C Direct
Common Stock, Par Value $0.01 Per Share Disposition 2008-11-01 238 $30.18 2,852 No 4 F Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2009-11-01 836 $0.00 5,110 No 4 C Direct
Common Stock, Par Value $0.01 Per Share Disposition 2009-11-01 347 $25.85 4,763 No 4 F Direct
Common Stock, Par Value $0.01 Per Share Disposition 2013-05-08 24,486 $40.05 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 F Direct
No 4 C Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.01 Per Share Restricted Stock Units Disposition 2008-11-01 627 $0.00 627 $0.00
Common Stock, Par Value $0.01 Per Share Restricted Stock Units Disposition 2009-11-01 836 $0.00 836 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
836 No 4 C Direct
0 No 4 C Direct
Footnotes
  1. Represents conversion of Restricted Stock Units into an equal number of shares of Common Stock.
  2. Represents the amount of securities beneficially owned as of the applicable transaction date.
  3. Represents the closing price of the Common Stock on the trading day immediately before the date of delivery of the securities.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.95 to $40.13, inclusive. The reporting person undertakes to provide to NYSE Euronext, any security holder of NYSE Euronext, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).
  5. Represents the amount of Common Stock beneficially owned by the reporting person as of May 8, 2013 following the sale of Common Stock.
  6. Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock. RSUs vested and shares were delivered as follows: 627 shares on November 1, 2008, and 836 shares on November 1, 2009, subject to the reporting person's continued employment with the Issuer.