Filing Details

Accession Number:
0001137411-13-000078
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-09 13:52:27
Reporting Period:
2013-05-07
Filing Date:
2013-05-09
Accepted Time:
2013-05-09 13:52:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1137411 Rockwell Collins Inc COL Aircraft Parts & Auxiliary Equipment, Nec (3728) 522314475
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1462265 A Robert Sturgell 1300 Wilson Blvd.
Suite 200
Arlington VA 22209
Sr. Vp, Washington Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-05-07 1,900 $53.08 5,280 No 4 M Direct
Common Stock Acquisiton 2013-05-07 4,533 $55.75 9,813 No 4 M Direct
Common Stock Disposition 2013-05-07 254 $65.19 9,559 No 4 S Direct
Common Stock Disposition 2013-05-07 400 $65.17 9,159 No 4 S Direct
Common Stock Disposition 2013-05-07 400 $65.16 8,759 No 4 S Direct
Common Stock Disposition 2013-05-07 300 $65.15 8,459 No 4 S Direct
Common Stock Disposition 2013-05-07 400 $65.14 8,059 No 4 S Direct
Common Stock Disposition 2013-05-07 400 $65.13 7,659 No 4 S Direct
Common Stock Disposition 2013-05-07 300 $65.12 7,359 No 4 S Direct
Common Stock Disposition 2013-05-07 100 $65.12 7,259 No 4 S Direct
Common Stock Disposition 2013-05-07 700 $65.11 6,559 No 4 S Direct
Common Stock Disposition 2013-05-07 200 $65.10 6,359 No 4 S Direct
Common Stock Disposition 2013-05-07 400 $65.09 5,959 No 4 S Direct
Common Stock Disposition 2013-05-07 1,600 $65.08 4,359 No 4 S Direct
Common Stock Disposition 2013-05-07 520 $65.07 3,839 No 4 S Direct
Common Stock Disposition 2013-05-07 300 $65.06 3,539 No 4 S Direct
Common Stock Disposition 2013-05-07 159 $65.05 3,380 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-05-07 1,900 $0.00 1,900 $53.08
Common Stock Stock Option (Right to Buy) Disposition 2013-05-07 4,533 $0.00 4,533 $55.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-11-20 No 4 M Direct
2,267 2020-11-19 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,533 Indirect By Savings Plan
Footnotes
  1. Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of May 1, 2013.
  2. Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of May 1, 2013.
  3. Employee stock options granted pursuant to the Company's stock based plans.
  4. The options are currently exercisable.