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Home > Insider Trading > Filing (0001171843-13-001901)

Filing Details

Accession Number:: 0001171843-13-001901
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-05-08 20:04:54
Reporting Period:: 2013-05-07

Filing Date:: 2013-05-08
Accepted Time:: 2013-05-08 20:04:54
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1407623	Retail Opportunity Investments Corp	ROIC	Real Estate Investment Trusts (6798)	260500600

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
904458	H Edward Meyer	C/O Retail Opportunity Investments Corp. 8905 Towne Centre Drive, Suite 108 San Diego CA 92122		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.0001 Per Share	Acquisiton	2013-05-07	3,000	$0.00	33,000	No	4	A	Direct
Common Stock, Par Value $0.0001 Per Share	Acquisiton	2013-05-07	20,000	$15.50	20,000	No	4	P	Indirect	By Edward H. Meyer Revocable Trust DTD 12/28/05

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	P	Indirect	By Edward H. Meyer Revocable Trust DTD 12/28/05

Footnotes

The reporting person was granted 3,000 shares of restricted Common Stock that were issued pursuant to the Retail Opportunity Investments Corp. 2009 Equity Incentive Plan. The shares vest in equal installments on January 1, 2014 and the first two anniversaries thereafter.
These shares are held by Edward H. Meyer Revocable Trust DTD 12/28/05 of which Mr. Meyer is the Trustee.