Filing Details

Accession Number:
0001181431-13-026317
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-08 18:17:56
Reporting Period:
2013-05-06
Filing Date:
2013-05-08
Accepted Time:
2013-05-08 18:17:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
916457 Calpine Corp CPN Electric Services (4911) 770212977
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
919468 Spo Advisory Corp 591 Redwood Highway, Suite 3215
Mill Valley CA 94941
No No Yes No
948279 Sf Advisory Partners Lp 591 Redwood Highway , Suite 3215
Mill Valley CA 94941
No No Yes No
1046206 Spo Partners Ii Lp 591 Redwood Highway, Suite 3215
Mill Valley CA 94941
No No Yes No
1202553 H John Scully 591 Redwood Highway, Suite 3215
Mill Valley CA 94941
No No Yes No
1252456 Spo Advisory Partners Lp 591 Redwood Highway, Suite 3215
Mill Valley CA 94941
No No Yes No
1252458 San Francisco Partners Lp 591 Redwood Highway, Suite 3215
Mill Valley CA 94941
No No Yes No
1252464 H Edward Mcdermott 591 Redwood Highway , Suite 3215
Mill Valley CA 94941
No No Yes No
1252480 Foundation Snow Phoebe 591 Redwood Highway , Suite 3215
Mill Valley CA 94941
No No Yes No
1398581 Spo Partners Ii Co Investment Partnership Lp 591 Redwood Highway, Suite 3215
Mill Valley CA 94941
No No Yes No
1425020 Stuart J. Ryan 591 Redwood Highway, Suite 3215
Mill Valley CA 94941
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-05-06 16,000,000 $20.63 43,037,908 No 4 S Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnotes
Footnotes
  1. The entities and individuals directly selling these shares reported in this filing are SPO Partners II, L.P. ("SPO Partners"), which sold 14,541,900 shares, SPO Partners II Co-Investment Partnership, L.P. ("SPO Co-Invest"), which sold 872,900 shares, San Francisco Partners, L.P. ("SF Partners"), which sold 556,000 shares and Phoebe Snow Foundation ("PSF"), which sold 29,200 shares. The price for the sales on 5/6/13, reported in Line 1 above, was $20.63.
  2. As a result of the sales causing this filing 39,187,312 shares are owned directly by SPO Partners, and may be deemed to be indirectly beneficially owned by (i) SPO Advisory Partners, L.P. ("SPO Advisory"), the sole general partner of SPO Partners, (ii) SPO Advisory Corp. ("SPO Corp."), the sole general partner of SPO Advisory, and (iii) JHS and EHM, the two controlling persons of SPO Corp. Additionally, as a result of the sales causing this filing, 2,352,300 shares are owned directly by SPO Co-Invest, and may be deemed to be indirectly beneficially owned by (i) SPO Advisory, the sole general partner of SPO Co-Invest, (ii) SPO Corp, the sole general partner of SPO Advisory, and (iii) JHS and EHM, the two controlling persons of SPO Corp.
  3. Additionally, as a result of the sales causing this filing, 1,498,296 shares are owned directly by SF Partners, and may be deemed to be indirectly beneficially owned by (i) SF Advisory Partners, L.P. ("SF Advisory"), the sole general partner of SF Partners, (ii) SPO Corp., the sole general partner of SF Advisory, and (iii) JHS and EHM, the two controlling persons of SPO Corp. Additionally, as a result of the sales causing this filing, JHS owns 3,800 shares in his IRAs, which are self-directed, EHM owns 4,300 shares in his IRA, which is self-directed and PSF owns 78,600 shares.
  4. Additionally, the shares represented in Column 5 above may be deemed to be indirectly beneficially owned by J. Stuart Ryan ("JSR"), solely in his advisory capacity to SPO Corp. Additionally, 5,029 shares of common stock and 31,838 restricted stock units are owned by JSR, a director of the Issuer.