Filing Details
- Accession Number:
- 0001209191-13-024603
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-07 16:37:08
- Reporting Period:
- 2013-05-03
- Filing Date:
- 2013-05-07
- Accepted Time:
- 2013-05-07 16:37:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1316656 | Dresser-Rand Group Inc. | DRC | Engines & Turbines (3510) | 201780492 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1427250 | Manuel Jesus Pacheco | 10205 Westheimer, Suite 1000 Houston TX 77042 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-03 | 1,162 | $34.57 | 24,052 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-03 | 1,162 | $55.92 | 22,890 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-05-03 | 6,647 | $21.59 | 29,537 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-03 | 6,647 | $55.92 | 22,890 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-05-03 | 2,100 | $30.71 | 24,990 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-03 | 2,100 | $55.92 | 22,890 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-05-03 | 1,591 | $46.99 | 24,481 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-03 | 1,591 | $55.92 | 22,890 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-05-06 | 1,160 | $34.57 | 24,050 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-06 | 1,160 | $56.48 | 22,890 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-05-06 | 6,647 | $21.59 | 29,537 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-06 | 6,647 | $56.48 | 22,890 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-05-06 | 2,102 | $30.71 | 24,992 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-06 | 2,102 | $56.48 | 22,890 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-05-06 | 1,592 | $46.99 | 24,482 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-06 | 1,592 | $56.48 | 22,890 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-05-03 | 1,162 | $0.00 | 1,162 | $34.57 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-05-06 | 1,160 | $0.00 | 1,160 | $34.57 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-05-03 | 6,647 | $0.00 | 6,647 | $21.59 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-05-06 | 6,647 | $0.00 | 6,647 | $21.59 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-05-03 | 2,100 | $0.00 | 2,100 | $30.71 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-05-06 | 2,102 | $0.00 | 2,102 | $30.71 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-05-03 | 1,591 | $0.00 | 1,591 | $46.99 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-05-06 | 1,592 | $0.00 | 1,592 | $46.99 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,160 | 2018-02-15 | No | 4 | M | Direct | |
| 0 | 2018-02-15 | No | 4 | M | Direct | |
| 6,647 | 2019-02-16 | No | 4 | M | Direct | |
| 0 | 2019-02-16 | No | 4 | M | Direct | |
| 2,102 | 2020-02-15 | No | 4 | M | Direct | |
| 0 | 2020-02-15 | No | 4 | M | Direct | |
| 3,979 | 2021-02-15 | No | 4 | M | Direct | |
| 2,387 | 2021-02-15 | No | 4 | M | Direct |
Footnotes
- The price reported is a weighted average sale price per share of all shares sold on this date. These shares were sold in multiple transactions at prices ranging from $55.81 to $56.06. The reporting person undertakes to provide to Dresser-Rand Group Inc., any security holder of Dresser-Rand Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4.
- The price reported is a weighted average sale price per share of all shares sold on this date. These shares were sold in multiple transactions at prices ranging from $56.36 to $56.70. The reporting person undertakes to provide to Dresser-Rand Group Inc., any security holder of Dresser-Rand Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4.
- Stock Options granted pursuant to the Plan, exempt under Rule 16b-3. Options vested in four equal installments annually beginning February 15, 2009.
- Stock Options granted pursuant to the Plan, exempt under Rule 16b-3. Options vested in four equal installments annually beginning February 16, 2010.
- Stock Options granted pursuant to the Plan, exempt under Rule 16b-3. Options vested in three equal installments annually beginning February 15, 2011.
- Stock Options granted pursuant to the Plan, exempt under Rule 16b-3. Options vest in three equal installments annually beginning February 15, 2012.
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