Filing Details
- Accession Number:
- 0001209191-13-024601
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-07 16:36:25
- Reporting Period:
- 2013-05-06
- Filing Date:
- 2013-05-07
- Accepted Time:
- 2013-05-07 16:36:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1363851 | Catamaran Corp | SXCI | Insurance Agents, Brokers & Service (6411) | 752578509 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1406625 | John Romza | 2441 Warrenville Road Suite 610 Lisle IL 60532 | Chief Tech Officer & Evp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Share | Acquisiton | 2013-05-06 | 40,000 | $4.00 | 265,011 | No | 4 | M | Direct | |
| Common Share | Acquisiton | 2013-05-06 | 33,332 | $3.56 | 298,343 | No | 4 | M | Direct | |
| Common Share | Disposition | 2013-05-06 | 73,332 | $52.75 | 225,011 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Share | Stock option (nonqualified) | Disposition | 2013-05-06 | 33,332 | $0.00 | 33,332 | $3.59 |
| Common Share | Stock option (nonqualified) | Disposition | 2013-05-06 | 40,000 | $0.00 | 40,000 | $4.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 0 | 2013-09-16 | No | 4 | M | Direct |
Footnotes
- Exercised and/or sold pursuant to Insider's 10b5-1 plan.
- Converted from Cdn. $3.59 using an average exchange rate of 1.00742
- Prices for transactions reported range from $52.51 to $53.12. Full information regarding the number of shares purchased or sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
- This option was granted 3/8/06 and vested or will vest, as the case may be, in one-third increments on each of 12/31/06, 12/31/07 and 12/31/08. Each vested increment expires five years from the respective vest date.
- This option was granted 9/16/08 and vest in one-fourth increments on each grant date anniversary.
Billionaire Hedge Funds
