Filing Details
- Accession Number:
- 0001181431-13-025808
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-07 16:03:53
- Reporting Period:
- 2013-05-03
- Filing Date:
- 2013-05-07
- Accepted Time:
- 2013-05-07 15:03:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 70866 | Ncr Corp | NCR | Calculating & Accounting Machines (No Electronic Computers) (3578) | 310387920 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1185755 | William Nuti | 7 World Trade Center 250 Greenwich Street, 35Th Floor New York NY 10007 | Chairman, Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-03 | 16,899 | $21.27 | 278,063 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-05-03 | 14,092 | $22.16 | 292,155 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-03 | 30,991 | $30.00 | 261,164 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-05-06 | 260,423 | $22.16 | 521,587 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-06 | 260,423 | $30.01 | 261,164 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-05-03 | 16,899 | $0.00 | 16,899 | $21.27 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-05-03 | 14,092 | $0.00 | 14,092 | $22.16 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-05-06 | 260,423 | $0.00 | 260,423 | $22.16 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 298,446 | 2017-03-01 | No | 4 | M | Direct | |
| 267,823 | 2018-03-01 | No | 4 | M | Direct | |
| 7,400 | 2018-03-01 | No | 4 | M | Direct |
Footnotes
- The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2012.
- Represents the sale of 30,991 shares in 6 transactions at prices ranging from $30.00 to $30.01 per share, resulting in a weighted average sale price of $30.00 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Represents the sale of 260,423 shares in 11 transactions at prices ranging from $30.00 to $30.03 per share, resulting in a weighted average sale price of $30.01 per share. The reporting person undertakes to provide NCR, any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The grant representing a right to purchase a total of 315,345 shares, vested in four equal annual installments on March 1, 2008, March 1, 2009, March 1, 2010 and March 1, 2011.
- The grant representing a right to purchase a total of 281,915 shares, vested in four equal annual installments on March 1, 2009, March 1, 2010, March 1, 2011 and March 1, 2012.
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