Filing Details

Accession Number:
0001209191-13-024318
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-06 20:00:56
Reporting Period:
2013-05-02
Filing Date:
2013-05-06
Accepted Time:
2013-05-06 20:00:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
889936 Privatebancorp Inc PVTB State Commercial Banks (6022) 363681151
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1262902 E Collin Roche 300 N. Lasalle Street
Suite 5600
Chicago IL 60654
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-05-02 1,661,499 $0.00 6,943,640 No 4 C Indirect Held by Fund IX/A (as defined)
Common Stock Acquisiton 2013-05-02 277,034 $0.00 1,157,749 No 4 C Indirect Held by Fund IX/B (as defined)
Common Stock Acquisiton 2013-05-02 12,504 $0.00 52,261 No 4 C Indirect Held by CO INVEST (as defined)
Common Stock Disposition 2013-05-02 1,703,196 $18.90 5,240,444 No 4 S Indirect Held by Fund IX/A (as defined)
Common Stock Disposition 2013-05-02 283,986 $18.90 873,763 No 4 S Indirect Held by Fund IX/B (as defined)
Common Stock Disposition 2013-05-02 12,818 $18.90 39,443 No 4 S Indirect Held by CO INVEST (as defined)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect Held by Fund IX/A (as defined)
No 4 C Indirect Held by Fund IX/B (as defined)
No 4 C Indirect Held by CO INVEST (as defined)
No 4 S Indirect Held by Fund IX/A (as defined)
No 4 S Indirect Held by Fund IX/B (as defined)
No 4 S Indirect Held by CO INVEST (as defined)
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Voting Common Stock Disposition 2013-05-02 1,661,499 $0.00 1,661,499 $0.00
Common Stock Non-Voting Common Stock Disposition 2013-05-02 277,034 $0.00 277,034 $0.00
Common Stock Non-Voting Common Stock Disposition 2013-05-02 12,504 $0.00 12,504 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,349,683 No 4 C Indirect
225,037 No 4 C Indirect
10,159 No 4 C Indirect
Footnotes
  1. The Reporting Person expressly disclaims beneficial ownership of the shares reported in Tables I and II, except to the extent of his pecuniary interest therein. The filing of this form shall not be deemed an admission that the Reporting Person is, for Section 16 purposes or otherwise, the beneficial owner of such shares.
  2. GTCR Fund IX/A, L.P. ("Fund IX/A") is the direct beneficial owner of the shares reported in Tables I and II. GTCR Partners IX, L.P. ("GTCR Partners IX") is the sole general partner of Fund IX/A and GTCR Golder Rauner II, L.L.C. ("GTCR") is the sole general partner of GTCR Partners IX. As such, GTCR Partners IX and GTCR may be deemed to be beneficial owners of the shares reported in Tables I and II. GTCR is managed by its members. The Reporting Person is a member of GTCR and partner of GTCR Partners IX and, as a result, has an indirect pecuniary interest in the shares owned by Fund IX/A to the extent of the Reporting Person's indirect proportionate interest in Fund IX/A.
  3. GTCR Fund IX/B, L.P. ("Fund IX/B") is the direct beneficial owner of the shares reported in Tables I and II. GTCR Partners IX is the sole general partner of Fund IX/B and GTCR is the sole general partner of GTCR Partners IX. As such, GTCR Partners IX and GTCR may be deemed to be beneficial owners of the shares reported in Tables I and II. GTCR is managed by its members. The Reporting Person is a member of GTCR and partner of GTCR Partners IX and, as a result, has an indirect pecuniary interest in the shares owned by Fund IX/B to the extent of the Reporting Person's indirect proportionate interest in Fund IX/B.
  4. GTCR Co-Invest III, L.P. ("CO INVEST") is the direct beneficial owner of the shares reported in Tables I and II. GTCR is the general partner of CO INVEST. GTCR may be deemed to be the beneficial owner of the shares reported in Tables I and II. GTCR is managed by its members. The Reporting Person is a member of GTCR and, as a result, has an indirect pecuniary interest in the shares by CO INVEST to the extent of the Reporting Person's indirect proportionate interest in CO INVEST.
  5. Each share of Non-Voting Common Stock is convertible into Common Stock on a one for one basis.
  6. The conversion of the Non-Voting Common Stock to Common Stock will be completed in connection with the settlement of the sale of Common Stock.
  7. The Non-Voting common Stock is convertible into Common Stock at any time, and has no expiration date.