Filing Details
- Accession Number:
- 0001209191-13-024068
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-03 21:45:20
- Reporting Period:
- 2013-05-01
- Filing Date:
- 2013-05-03
- Accepted Time:
- 2013-05-03 21:45:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1518729 | Bruce Wallace | Svb Financial Group 3005 Tasman Drive Santa Clara CA 95054 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-01 | 400 | $0.00 | 3,812 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-01 | 151 | $69.25 | 3,661 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-05-01 | 525 | $19.48 | 4,186 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-01 | 525 | $69.72 | 3,661 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-05-01 | 1,025 | $49.18 | 4,686 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-01 | 1,025 | $69.76 | 3,661 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-05-01 | 500 | $42.97 | 4,161 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-01 | 315 | $69.72 | 3,846 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2013-05-01 | 525 | $19.48 | 525 | $19.48 |
| Common Stock | Stock Option | Disposition | 2013-05-01 | 500 | $42.97 | 500 | $42.97 |
| Common Stock | Stock Option | Disposition | 2013-05-01 | 1,025 | $49.18 | 1,025 | $49.18 |
| Common Stock | Restricted Stock Unit | Disposition | 2013-05-01 | 400 | $0.00 | 400 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 525 | 2010-04-28 | 2016-04-28 | No | 4 | M | Direct |
| 500 | 2009-04-07 | 2015-04-07 | No | 4 | M | Direct |
| 2,025 | 2011-04-30 | 2017-04-30 | No | 4 | M | Direct |
| 1,200 | 2013-05-01 | 2019-05-01 | No | 4 | M | Direct |
Footnotes
- Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
- A tranche of previously reported restricted stock units vested on 5/1/2013.
Billionaire Hedge Funds
