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Home > Insider Trading > Filing (0001054374-13-000080)

Filing Details

Accession Number:
0001054374-13-000080
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-03 17:06:00
Reporting Period:
2013-05-01
Filing Date:
2013-05-03
Accepted Time:
2013-05-03 17:06:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1054374 Broadcom Corp BRCM Semiconductors & Related Devices (3674) 330480482
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1464250 A. Robert Rango 5300 California Avenue
Irvine CA 92617		 Evp & Gm, Mobile&Wireless Grp No Yes No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2013-05-01 6,844 $16.61 347,433 No 4 M Direct
Class A Common Stock Disposition 2013-05-01 6,844 $35.85 340,589 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Show Other Fields >>
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee stock option (right to buy) Disposition 2013-05-01 6,844 $0.00 6,844 $16.61
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-04-22 No 4 M Direct
Footnotes
  1. The shares covered by this Form 4 are being sold pursuant to a Rule 10b5-1 Sales Plan, which is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  2. Such transaction was executed in multiple trades at prices ranging from $35.8517 to $35.8550. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. Includes (i) 68,088 shares that are held as Class A common stock and (ii) 272,501 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.
  4. All shares subject to such option are vested and immediately exercisable.